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Notice Cycle 6-180
Dept.: (6) STATE AUDITOR
Notice Files List

 

File Type Read File Summary MAR Issue Publish
Date
312c View Notice file AMD, TRANS, NEW Judicial Review - Securities Regulation - Senior Specific Certifications and Designations - Filing Requirements for Transactional Exemptions. #18 Rule Section 9/25/2008
312f View Notice file Corrected Notice of Amendment and Transfer - Broker-Dealers and Investment Advisors #9 Rule Section 5/12/2011
309a View Notice file In the matter of the proposed amendment of ARM 6.2.124 regarding Judicial Review, ARM 6.10.101 and 6.10.102 regarding Securities Regulation, the proposed transfer of ARM 6.10.104, 6.10.105, 6.10.108, 6.10.110, 6.10.125, 6.10.132, 6.10.134, 6.10.147, and 6.10.148, the proposed amendment and transfer of ARM 6.10.103, 6.10.111, 6.10.120, 6.10.121, 6.10.126, 6.10.127, 6.10.130, 6.10.131, 6.10.135, 6.10.136, 6.10.138, 6.10.140, 6.10.141, 6.10.142, 6.10.143, 6.10.145, and 6.10.149 regarding Securities Regulation, and the proposed adoption of NEW RULES I through VI pertaining to Senior Specific Certifications and Designations, and Filing Requirements for Transactional Exemptions #15 Notice Section 8/14/2008

 

Rule Actions List

 

Action Type Rule Nos.
Adoption I-->6.10.601, II-->6.10.602, III-->6.10.604, IV-->6.10.605, V-->6.10.607, VI-->6.10.608,
Amendment 6.10.101(A), 6.10.101, 6.10.102, 6.10.102(A), 6.10.502(A), 6.2.124(A), 6.2.124,
Transfer 6.10.103-->6.10.201, 6.10.103-->6.10.201, 6.10.111-->6.10.207, 6.10.111-->6.10.207, 6.10.149-->6.10.210, 6.10.149-->6.10.210, 6.10.120-->6.10.301, 6.10.120-->6.10.301, 6.10.130-->6.10.303, 6.10.130-->6.10.303, 6.10.131-->6.10.305, 6.10.131-->6.10.305, 6.10.126-->6.10.401, 6.10.126-->6.10.401, 6.10.127-->6.10.402, 6.10.127-->6.10.402, 6.10.121-->6.10.501, 6.10.121-->6.10.501, 6.10.135-->6.10.502, 6.10.135-->6.10.502, 6.10.136-->6.10.503, 6.10.136-->6.10.503, 6.10.138-->6.10.504, 6.10.138-->6.10.504, 6.10.142-->6.10.508, 6.10.142-->6.10.508, 6.10.143-->6.10.510, 6.10.143-->6.10.510, 6.10.145-->6.10.511, 6.10.145-->6.10.511,
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