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Rule: 6.10.122 Prev     Up     Next    
Rule Title: BROKER-DEALER BOOKS AND RECORDS
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Department: STATE AUDITOR
Chapter: SECURITIES DEPARTMENT
Subchapter: Securities Regulation
 
Latest version of the adopted rule presented in Administrative Rules of Montana (ARM):


6.10.122    BROKER-DEALER BOOKS AND RECORDS   (REPEALED)

(See the Transfer and Repeal Table)

History: 30-10-107, MCA; IMP, 30-10-201, MCA; NEW, 1984 MAR p. 19, Eff. 1/13/84; AMD, 1988 MAR p. 1889, Eff. 8/12/88; AMD, 1996 MAR p. 1136, Eff. 4/26/96; REP, 1999 MAR p. 56, Eff. 1/15/99.


 

 
MAR Notices Effective From Effective To History Notes
1/15/1999 Current History: 30-10-107, MCA; IMP, 30-10-201, MCA; NEW, 1984 MAR p. 19, Eff. 1/13/84; AMD, 1988 MAR p. 1889, Eff. 8/12/88; AMD, 1996 MAR p. 1136, Eff. 4/26/96; REP, 1999 MAR p. 56, Eff. 1/15/99.
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